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Stevens Anna's Form 4 filing

Redfin Corp (RDFN) · filed Feb 22, 2024

Accession no.
0001382821-24-000010
Filed
Feb 22, 2024
Trade date
Feb 20-22, 2024
Filing delay
2 days
Rule 10b5-1 plan
Checked

This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $73.6K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Stevens AnnaCIK 0001759574Officer (Chief Human Resources Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 20, 2024Common StockMOption exerciseAcquired+12,473$0.00F1$012,473Direct
Feb 20, 2024Common StockFTax withholdingDisposed−4,285$6.96−$29,823.68,188Direct
Feb 20, 2024Common StockMOption exerciseAcquired+4,107$0.00F1$012,295Direct
Feb 20, 2024Common StockFTax withholdingDisposed−1,444$6.96−$10,050.2410,851Direct
Feb 22, 2024Common StockSSaleDisposed−10,851$6.78F3−$73,569.780Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Feb 20, 2024Common StockMOption exerciseDisposed−12,473$0.00$074,833Direct
Feb 20, 2024Common StockMOption exerciseDisposed−4,107$0.00$020,537Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Restricted stock units convert into common stock on a one-for-one basis upon settlement.

Referenced by the price of 2 transactions in Table I.

F3

The reporting person executed the transaction in multiple trades at prices ranging from $6.70 to $6.89. The reported price reflects the weighted average price of all trades. The reporting person will provide to the SEC staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares traded at each separate price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)