Nagel Scott's Form 4 filing
Redfin Corp (RDFN) · filed Dec 28, 2021
- Accession no.
- 0001382821-21-000350
- Filed
- Dec 28, 2021
- Trade date
- Dec 23-28, 2021
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 9 non-derivative transactions and 4 derivative transactions. Open-market sales total $1.43M. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Nagel ScottCIK 0001712169 | Officer (Pres. of Strategic Initiatives) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 23, 2021 | Common Stock | MOption exerciseAcquired | +1,179 | $1.77 | +$2,086.83 | 358,346 | Direct | |
| Dec 23, 2021 | Common Stock | MOption exerciseAcquired | +10,821 | $10.80 | +$116,866.8 | 369,167 | Direct | |
| Dec 23, 2021 | Common Stock | SSaleDisposed | −12,000 | $39.47F2 | −$473,640 | 357,167 | Direct | |
| Dec 27, 2021 | Common Stock | MOption exerciseAcquired | +12,000 | $10.80 | +$129,600 | 369,167 | Direct | |
| Dec 27, 2021 | Common Stock | SSaleDisposed | −10,221 | $39.69F3 | −$405,671.49 | 358,946 | Direct | |
| Dec 27, 2021 | Common Stock | SSaleDisposed | −1,779 | $40.37F4 | −$71,818.23 | 357,167 | Direct | |
| Dec 28, 2021 | Common Stock | MOption exerciseAcquired | +12,000 | $10.80 | +$129,600 | 369,167 | Direct | |
| Dec 28, 2021 | Common Stock | SSaleDisposed | −9,215 | $39.65F5 | −$365,374.75 | 359,952 | Direct | |
| Dec 28, 2021 | Common Stock | SSaleDisposed | −2,785 | $40.09F6 | −$111,650.65 | 357,167 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 23, 2021 | Common Stock | MOption exerciseDisposed | −1,179 | $0.00 | $0 | 0 | Direct | |
| Dec 23, 2021 | Common Stock | MOption exerciseDisposed | −10,821 | $0.00 | $0 | 55,845 | Direct | |
| Dec 27, 2021 | Common Stock | MOption exerciseDisposed | −12,000 | $0.00 | $0 | 43,845 | Direct | |
| Dec 28, 2021 | Common Stock | MOption exerciseDisposed | −12,000 | $0.00 | $0 | 31,845 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The reporting person executed the transaction in multiple trades at prices ranging from $39.01 to $39.99. The reported price reflects the weighted average price of all trades. The reporting person will provide to the SEC staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares traded at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
The reporting person executed the transaction in multiple trades at prices ranging from $39.21 to $40.13. The reported price reflects the weighted average price of all trades. The reporting person will provide to the SEC staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares traded at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
The reporting person executed the transaction in multiple trades at prices ranging from $40.28 to $40.50. The reported price reflects the weighted average price of all trades. The reporting person will provide to the SEC staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares traded at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
The reporting person executed the transaction in multiple trades at prices ranging from $39.01 to $40.00. The reported price reflects the weighted average price of all trades. The reporting person will provide to the SEC staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares traded at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
The reporting person executed the transaction in multiple trades at prices ranging from $40.01 to $40.22. The reported price reflects the weighted average price of all trades. The reporting person will provide to the SEC staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares traded at each separate price.
Referenced by the price of 1 transaction in Table I.