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Mylod Robert J Jr's Form 4 filing

Redfin Corp (RDFN) · filed Sep 22, 2021

Accession no.
0001382821-21-000288
Filed
Sep 22, 2021
Trade date
Sep 20, 2021
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $134.7K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Mylod Robert J JrCIK 0001214607Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 20, 2021Common StockMOption exerciseAcquired+1,000$6.12+$6,1205,516Direct
Sep 20, 2021Common StockMOption exerciseAcquired+1,750$9.15+$16,012.57,266Direct
Sep 20, 2021Common StockSSaleDisposed−2,750$48.98F2−$134,6954,516Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Sep 20, 2021Common StockMOption exerciseDisposed−1,000$0.00$028,000Direct
Sep 20, 2021Common StockMOption exerciseDisposed−1,750$0.00$096,500Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The reporting person executed the transaction in multiple trades at prices ranging from $48.70 to $49.50. The reported price reflects the weighted average price of all trades. The reporting person will provide to the SEC staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares traded at each separate price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)