Weil Meredith S's Form 4 filing
TFS Financial CORP (TFSL) · filed Dec 12, 2023
- Accession no.
- 0001381668-23-000137
- Filed
- Dec 12, 2023
- Trade date
- Dec 8, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 6 non-derivative transactions and 4 derivative transactions. Open-market sales total $99.3K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Weil Meredith SCIK 0001530997 | Director, Officer (Chief Operating Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 8, 2023 | Common Stock | MOption exerciseAcquired | +15,050 | $13.45 | +$202,422.5 | 114,617 | Direct | |
| Dec 8, 2023 | Common Stock | MOption exerciseAcquired | +3,134 | $13.45 | +$42,152.3 | 117,751 | Direct | |
| Dec 8, 2023 | Common Stock | MOption exerciseAcquired | +3,167 | $13.45 | +$42,596.15 | 120,918 | Direct | |
| Dec 8, 2023 | Common Stock | MOption exerciseAcquired | +4,733 | $13.45 | +$63,658.85 | 125,651 | Direct | |
| Dec 8, 2023 | Common Stock | FTax withholdingDisposed | −11,832 | $13.45 | −$159,140.4 | 113,819 | Direct | |
| Dec 8, 2023 | Common Stock | SSaleDisposed | −7,400 | $13.42 | −$99,308 | 106,419 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 8, 2023 | Common Stock | MOption exerciseDisposed | −15,050 | $0.00 | $0 | 0 | Direct | |
| Dec 8, 2023 | Common Stock | MOption exerciseDisposed | −3,134 | $0.00 | $0 | 0 | Direct | |
| Dec 8, 2023 | Common Stock | MOption exerciseDisposed | −3,167 | $0.00 | $0 | 3,167 | Direct | |
| Dec 8, 2023 | Common Stock | MOption exerciseDisposed | −4,733 | $0.00 | $0 | 9,467 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.