Gavin Benjamin Stefanski's Form 4/A amendment
AmendedTFS Financial CORP (TFSL) · filed Sep 5, 2023
- Accession no.
- 0001381668-23-000083
- Filed
- Sep 5, 2023
- Trade date
- Aug 31, 2023
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Aug 24, 2023
This filing lists 1 non-derivative transaction. Open-market sales total $68.0K. It was filed 5 days after the trade.
This amendment replaces 0001381668-23-000076 (filed Aug 24, 2023).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gavin Benjamin StefanskiCIK 0001921253 | Officer (Chief Lending Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 31, 2023 | Common Stock | SSaleDisposed | −5,000 | $13.59F1 | −$67,950 | 39,755 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This amendment is being filed to address an error in reporting the transaction date and price of securities sold in a transaction on August 31, 2023.
Referenced by the price of 1 transaction in Table I.
- F2
Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended.
- F3
Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.
- F4
On December 17, 2020, the reporting person received 10,000 Restricted Stock Units ("RSUs") which fully vest on December 10, 2023.
- F5
On April 2, 2018, the reporting person received 5,000 stock options. These options fully vest on December 10, 2020.