Stefanski Marc A's Form 4 filing
TFS Financial CORP (TFSL) · filed Aug 15, 2023
- Accession no.
- 0001381668-23-000070
- Filed
- Aug 15, 2023
- Trade date
- Aug 11, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $176.7K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Stefanski Marc ACIK 0001388161 | Director, Officer (Chairman, President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 11, 2023 | Common Stock | MOption exerciseAcquired | +95,855 | $11.64 | +$1,115,752.2 | 342,283 | Direct | |
| Aug 11, 2023 | Common Stock | FTax withholdingDisposed | −84,042 | $14.95 | −$1,256,427.9 | 258,241 | Direct | |
| Aug 11, 2023 | Common Stock | SSaleDisposed | −11,813 | $14.96 | −$176,722.48 | 246,428 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 11, 2023 | Common Stock | MOption exerciseDisposed | −95,855 | $11.64 | −$1,115,752.2 | 190,645 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.