Stefanski III Ben S's Form 4 filing
TFS Financial CORP (TFSL) · filed Mar 3, 2022
- Accession no.
- 0001381668-22-000029
- Filed
- Mar 3, 2022
- Trade date
- Mar 1, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $10.3K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Stefanski III Ben SCIK 0001483875 | Other: Former Chief Mktg Off/Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 1, 2022 | Common Stock | MOption exerciseAcquired | +17,000 | $16.37 | +$278,290 | 81,140 | Direct | |
| Mar 1, 2022 | Common Stock | FTax withholdingDisposed | −16,401 | $17.17 | −$281,605.17 | 64,739 | Direct | |
| Mar 1, 2022 | Common Stock | SSaleDisposed | −599 | $17.13 | −$10,260.87 | 64,140 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 1, 2022 | Common Stock | MOption exerciseDisposed | 0 | $16.37 | −$278,290 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.