Rickertsen Carl J's Form 4 filing
Berry Global Group, Inc.BERY · filed Dec 1, 2023
- Accession no.
- 0001378992-23-000144
- Filed
- Dec 1, 2023
- Trade date
- Nov 29, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.23M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rickertsen Carl JCIK 0001203479 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 29, 2023 | Common Stock | MOption exerciseAcquired | +7,451 | $49.90 | +$371,804.9 | 10,209 | Direct | |
| Nov 29, 2023 | Common Stock | SSaleDisposed | −7,451 | $64.96F1 | −$484,016.96 | 2,758 | Direct | |
| Nov 29, 2023 | Common Stock | MOption exerciseAcquired | +11,500 | $45.60 | +$524,400 | 14,258 | Direct | |
| Nov 29, 2023 | Common Stock | SSaleDisposed | −11,500 | $64.96F1 | −$747,040 | 2,758 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 29, 2023 | Common Stock | MOption exerciseDisposed | −7,451 | $0.00 | $0 | 32,935 | Direct | |
| Nov 29, 2023 | Common Stock | MOption exerciseDisposed | −11,500 | $0.00 | $0 | 21,435 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Weighted average from 31 transactions with prices ranging from $64.90 to $65.14 per share. Upon request by the Commission Staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 2 transactions in Table I.