Mast Erle T's Form 4 filing
Zogenix, Inc. (ZGNX) · filed Jan 21, 2022
- Accession no.
- 0001375151-22-000002
- Filed
- Jan 21, 2022
- Trade date
- Jan 19, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 3 derivative transactions. Open-market sales total $391.4K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mast Erle TCIK 0001051411 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 19, 2022 | Stock Option (Right to Buy) | MOption exerciseAcquired | +6,250 | $15.04 | +$94,000 | 9,277 | Direct | |
| Jan 19, 2022 | Stock Option (Right to Buy) | MOption exerciseAcquired | +4,375 | $14.88 | +$65,100 | 13,652 | Direct | |
| Jan 19, 2022 | Stock Option (Right to Buy) | MOption exerciseAcquired | +4,375 | $12.00 | +$52,500 | 18,027 | Direct | |
| Jan 19, 2022 | Stock Option (Right to Buy) | SSaleDisposed | −15,000 | $26.09F2 | −$391,350 | 3,027 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 19, 2022 | Common Stock | MOption exerciseDisposed | −6,250 | $0.00 | $0 | 0 | Direct | |
| Jan 19, 2022 | Common Stock | MOption exerciseDisposed | −4,375 | $0.00 | $0 | 0 | Direct | |
| Jan 19, 2022 | Common Stock | MOption exerciseDisposed | −4,375 | $0.00 | $0 | 1,250 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Represents the weighted average sales price per share. The shares were sold at prices ranging from $26.05 to $26.15 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the Staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
Referenced by the price of 1 transaction in Table I.