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Kapoor Rohit's Form 4 filing

ExlService Holdings, Inc. (EXLS) · filed Oct 19, 2021

Accession no.
0001373630-21-000007
Filed
Oct 19, 2021
Trade date
Oct 15, 2021
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 4 non-derivative transactions. Open-market sales total $1.87M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Kapoor RohitCIK 0001373630Director, Officer (CEO & Vice Chairman)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Oct 15, 2021Common Stock, par value $0.001 per shareSSaleDisposed−3,881$127.75−$495,797.75161,464Direct
Oct 15, 2021Common Stock, par value $0.001 per shareSSaleDisposed−6,075$124.95F3−$759,071.25131,110Indirect
Oct 15, 2021Common Stock, par value $0.001 per shareSSaleDisposed−2,566$126.28F5−$324,034.48128,544Indirect
Oct 15, 2021Common Stock, par value $0.001 per shareSSaleDisposed−2,247$127.59F6−$286,694.73126,297Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F3

This transaction was executed in multiple trades at prices ranging from $124.75 to $125.66 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.

Referenced by the price of 1 transaction in Table I.

F5

This transaction was executed in multiple trades at prices ranging from $125.84 to $126.83 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.

Referenced by the price of 1 transaction in Table I.

F6

This transaction was executed in multiple trades at prices ranging from $126.92 to $127.75 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.

Referenced by the price of 1 transaction in Table I.

Remarks

Mr. Oseni is the Company's Head of Administration and Accounts.

Read the full filing on SEC EDGAR (opens in a new tab)