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Leonard Braden Michael's Form 4 filing

Adverum Biotechnologies, Inc. (ADVM) · filed Jul 18, 2024

Accession no.
0001373604-24-000049
Filed
Jul 18, 2024
Trade date
Jul 17-18, 2024
Filing delay
1 day
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions. Open-market purchases total $1.79M. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Leonard Braden MichaelCIK 000137360310% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jul 17, 2024Common StockPPurchaseAcquired+135,546$7.75F2+$1,050,481.52,101,546Indirect
Jul 18, 2024Common StockPPurchaseAcquired+80,718$9.11F3+$735,340.982,182,264Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

Represents shares purchased in multiple transactions resulting in a weighted average purchase price of $7.7459 per share. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range.

Referenced by the price of 1 transaction in Table I.

F3

Represents shares purchased in multiple transactions resulting in a weighted average purchase price of $9.114 per share. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)