Rawlings Darryl's Form 4 filing
Trupanion, Inc. (TRUP) · filed Feb 28, 2023
- Accession no.
- 0001371285-23-000057
- Filed
- Feb 28, 2023
- Trade date
- Feb 25-28, 2023
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 9 non-derivative transactions and 4 derivative transactions. Open-market sales total $232.4K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rawlings DarrylCIK 0001611679 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 25, 2023 | Common Stock | MOption exerciseAcquired | +1,505 | –F1 | – | 570,394 | Direct | |
| Feb 25, 2023 | Common Stock | FTax withholdingDisposed | −446 | $56.53 | −$25,212.38 | 569,948 | Direct | |
| Feb 25, 2023 | Common Stock | MOption exerciseAcquired | +2,098 | –F1 | – | 572,046 | Direct | |
| Feb 25, 2023 | Common Stock | FTax withholdingDisposed | −531 | $56.53 | −$30,017.43 | 571,515 | Direct | |
| Feb 25, 2023 | Common Stock | MOption exerciseAcquired | +2,738 | –F1 | – | 574,253 | Direct | |
| Feb 25, 2023 | Common Stock | FTax withholdingDisposed | −666 | $56.53 | −$37,648.98 | 573,587 | Direct | |
| Feb 25, 2023 | Common Stock | MOption exerciseAcquired | +3,783 | $0.00 | $0 | 577,370 | Direct | |
| Feb 25, 2023 | Common Stock | FTax withholdingDisposed | −921 | $56.53 | −$52,064.13 | 576,449 | Direct | |
| Feb 28, 2023 | Common Stock | SSaleDisposed | −4,000 | $58.10 | −$232,400 | 845,109 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 25, 2023 | Common Stock | MOption exerciseDisposed | −1,505 | $0.00 | $0 | 0 | Direct | |
| Feb 25, 2023 | Common Stock | MOption exerciseDisposed | −2,098 | $0.00 | $0 | 8,392 | Direct | |
| Feb 25, 2023 | Common Stock | MOption exerciseDisposed | −2,738 | $0.00 | $0 | 21,902 | Direct | |
| Feb 25, 2023 | Common Stock | AGrant or awardDisposed | −3,783 | $0.00 | $0 | 11,349 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Restricted stock units convert into common stock on a one-for-one basis.
Referenced by the price of 3 transactions in Table I.