Rawlings Darryl's Form 4/A amendment
AmendedTrupanion, Inc. (TRUP) · filed Oct 19, 2022
- Accession no.
- 0001371285-22-000247
- Filed
- Oct 19, 2022
- Trade date
- Sep 28-30, 2022
- Filing delay
- 21 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Oct 4, 2022
This filing lists 3 non-derivative transactions. Open-market sales total $245.5K. It was filed 21 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rawlings DarrylCIK 0001611679 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 28, 2022 | Common Stock | GGiftDisposed | −4,000 | $0.00 | $0 | 565,043 | Direct | Duplicate filing |
| Sep 28, 2022 | Common Stock | GGiftAcquired | +4,000 | $0.00 | $0 | 861,109 | Indirect | Duplicate filing |
| Sep 30, 2022 | Common Stock | SSaleDisposed | −4,000 | $61.38F3 | −$245,520 | 857,109 | Indirect | Duplicate filing |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents transfer of shares from reporting person to Kuyashii Primary Equities, LLC, a limited liability company, indirectly, wholly-owned by the reporting person and reporting person's spouse.
- F2
The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by Kuyashii Primary Equities LLC, a limited liability company indirectly, wholly-owned by the reporting person and reportingperson's spouse, on November 8, 2021, as amended, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. Inaggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date ofthe Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.
- F3
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.41 to $62.97 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3).
Referenced by the price of 1 transaction in Table I.