Skip to main content

Plouf Tricia's Form 4 filing

Trupanion, Inc. (TRUP) · filed Mar 1, 2022

Accession no.
0001371285-22-000063
Filed
Mar 1, 2022
Trade date
Feb 25-28, 2022
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 9 non-derivative transactions and 5 derivative transactions. Open-market sales total $297.5K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Plouf TriciaCIK 0001673762Officer (Chief Operating Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 25, 2022Common StockSSaleDisposed−3,500$85.00−$297,50021,857Direct
Feb 25, 2022Common StockMOption exerciseAcquired+1,220–F2–23,077Direct
Feb 25, 2022Common StockFTax withholdingDisposed−328$88.63−$29,070.6422,749Direct
Feb 25, 2022Common StockMOption exerciseAcquired+1,782–F2–24,531Direct
Feb 25, 2022Common StockFTax withholdingDisposed−433$88.63−$38,376.7924,098Direct
Feb 25, 2022Common StockMOption exerciseAcquired+2,172–F2–26,270Direct
Feb 25, 2022Common StockFTax withholdingDisposed−528$88.63−$46,796.6425,742Direct
Feb 25, 2022Common StockMOption exerciseAcquired+11,578–F2–37,320Direct
Feb 25, 2022Common StockFTax withholdingDisposed−3,859$88.63−$342,023.1733,461Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Feb 25, 2022Common StockMOption exerciseDisposed−1,220$0.00$00Direct
Feb 25, 2022Common StockMOption exerciseDisposed−1,782$0.00$07,129Direct
Feb 25, 2022Common StockMOption exerciseDisposed−2,172$0.00$017,370Direct
Feb 25, 2022Common StockMOption exerciseDisposed−11,578$0.00$034,734Direct
Feb 28, 2022Common StockAGrant or awardAcquired+52,250$0.00$052,250Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

Restricted stock units convert into common stock on a one-for-one basis.

Referenced by the price of 4 transactions in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)