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Bearman Asher's Form 4 filing

Trupanion, Inc. (TRUP) · filed Mar 1, 2022

Accession no.
0001371285-22-000061
Filed
Mar 1, 2022
Trade date
Feb 25-28, 2022
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 10 non-derivative transactions and 7 derivative transactions. Open-market sales total $9.68K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Bearman AsherCIK 0001622728Officer (EVP, Business Development)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 25, 2022Common StockMOption exerciseAcquired+1,220–F1–77,576Direct
Feb 25, 2022Common StockFTax withholdingDisposed−474$88.63−$42,010.6277,102Direct
Feb 25, 2022Common StockMOption exerciseAcquired+2,080–F1–79,182Direct
Feb 25, 2022Common StockFTax withholdingDisposed−733$88.63−$64,965.7978,449Direct
Feb 25, 2022Common StockMOption exerciseAcquired+2,172–F1–80,621Direct
Feb 25, 2022Common StockFTax withholdingDisposed−767$88.63−$67,979.2179,854Direct
Feb 25, 2022Common StockMOption exerciseAcquired+8,016–F1–87,870Direct
Feb 25, 2022Common StockFTax withholdingDisposed−3,299$88.63−$292,390.3784,571Direct
Feb 28, 2022Common StockMOption exerciseAcquired+203–F1–84,774Direct
Feb 28, 2022Common StockSSaleDisposed−108$89.62−$9,678.9684,666Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Feb 25, 2022Common StockMOption exerciseDisposed−1,220$0.00$00Direct
Feb 25, 2022Common StockMOption exerciseDisposed−2,080$0.00$08,317Direct
Feb 25, 2022Common StockMOption exerciseDisposed−2,172$0.00$017,370Direct
Feb 25, 2022Common StockMOption exerciseDisposed−8,016$0.00$024,045Direct
Feb 28, 2022Common StockAGrant or awardAcquired+2,881$0.00$02,881Direct
Feb 28, 2022Common StockAGrant or awardAcquired+203$0.00$0203Direct
Feb 25, 2022Common StockMOption exerciseAcquired+203$0.00$00Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Restricted stock units convert into common stock on a one-for-one basis.

Referenced by the price of 5 transactions in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)