Tooth Margaret's Form 4 filing
Trupanion, Inc. (TRUP) · filed Feb 1, 2022
- Accession no.
- 0001371285-22-000016
- Filed
- Feb 1, 2022
- Trade date
- Aug 25, 2021-Jan 28, 2022
- Filing delay
- 160 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 11 non-derivative transactions and 5 derivative transactions. Open-market sales total $17.1K. It was filed 160 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Tooth MargaretCIK 0001657025 | Officer (Co-President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 25, 2021 | Common Stock | MOption exerciseAcquired | +1,220 | –F1 | – | 19,303 | Direct | |
| Aug 25, 2021 | Common Stock | FTax withholdingDisposed | −480 | $93.83 | −$45,038.4 | 18,823 | Direct | |
| Aug 25, 2021 | Common Stock | MOption exerciseAcquired | +2,376 | –F1 | – | 21,199 | Direct | |
| Aug 25, 2021 | Common Stock | FTax withholdingDisposed | −934 | $93.83 | −$87,637.22 | 20,265 | Direct | |
| Aug 25, 2021 | Common Stock | MOption exerciseAcquired | +2,171 | –F1 | – | 22,436 | Direct | |
| Aug 25, 2021 | Common Stock | FTax withholdingDisposed | −854 | $93.83 | −$80,130.82 | 21,582 | Direct | |
| Nov 25, 2021 | Common Stock | MOption exerciseAcquired | +2,376 | –F1 | – | 23,958 | Direct | |
| Nov 25, 2021 | Common Stock | FTax withholdingDisposed | −934 | $125.03 | −$116,778.02 | 23,024 | Direct | |
| Nov 25, 2021 | Common Stock | MOption exerciseAcquired | +2,171 | –F1 | – | 25,195 | Direct | |
| Nov 25, 2021 | Common Stock | FTax withholdingDisposed | −854 | $125.03 | −$106,775.62 | 24,341 | Direct | |
| Jan 28, 2022 | Common Stock | SSaleDisposed | −200 | $85.36 | −$17,072 | 24,141 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 25, 2021 | Common Stock | MOption exerciseDisposed | −1,220 | $0.00 | $0 | 1,220 | Direct | |
| Aug 25, 2021 | Common Stock | MOption exerciseDisposed | −2,376 | $0.00 | $0 | 14,258 | Direct | |
| Aug 25, 2021 | Common Stock | MOption exerciseDisposed | −2,171 | $0.00 | $0 | 21,713 | Direct | |
| Nov 25, 2021 | Common Stock | MOption exerciseDisposed | −2,376 | $0.00 | $0 | 11,882 | Direct | |
| Nov 25, 2021 | Common Stock | MOption exerciseDisposed | −2,171 | $0.00 | $0 | 19,542 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Restricted stock units convert into common stock on a one-for-one basis.
Referenced by the price of 5 transactions in Table I.