Rawlings Darryl's Form 4 filing
Trupanion, Inc. (TRUP) · filed Jan 21, 2022
- Accession no.
- 0001371285-22-000008
- Filed
- Jan 21, 2022
- Trade date
- Aug 25, 2021-Jan 19, 2022
- Filing delay
- 149 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 13 non-derivative transactions and 6 derivative transactions. Open-market sales total $449.3K. It was filed 149 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rawlings DarrylCIK 0001611679 | Director, Officer (CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 25, 2021 | Common Stock | MOption exerciseAcquired | +1,220 | –F1 | – | 547,088 | Direct | |
| Aug 25, 2021 | Common Stock | FTax withholdingDisposed | −480 | $93.83 | −$45,038.4 | 546,608 | Direct | |
| Aug 25, 2021 | Common Stock | MOption exerciseAcquired | +1,505 | –F1 | – | 548,113 | Direct | |
| Aug 25, 2021 | Common Stock | FTax withholdingDisposed | −592 | $93.83 | −$55,547.36 | 547,521 | Direct | |
| Aug 25, 2021 | Common Stock | MOption exerciseAcquired | +2,098 | –F1 | – | 549,619 | Direct | |
| Aug 25, 2021 | Common Stock | FTax withholdingDisposed | −825 | $93.83 | −$77,409.75 | 548,794 | Direct | |
| Nov 25, 2021 | Common Stock | MOption exerciseAcquired | +1,219 | –F1 | – | 550,013 | Direct | |
| Nov 25, 2021 | Common Stock | SSaleDisposed | −480 | $125.22F4 | −$60,105.6 | 549,533 | Direct | |
| Nov 25, 2021 | Common Stock | MOption exerciseAcquired | +1,505 | –F1 | – | 551,038 | Direct | |
| Nov 25, 2021 | Common Stock | FTax withholdingDisposed | −592 | $125.03 | −$74,017.76 | 550,446 | Direct | |
| Nov 25, 2021 | Common Stock | MOption exerciseAcquired | +2,098 | –F1 | – | 552,544 | Direct | |
| Nov 25, 2021 | Common Stock | FTax withholdingDisposed | −825 | $125.03 | −$103,149.75 | 551,719 | Direct | |
| Jan 19, 2022 | Common Stock | SSaleDisposed | −4,000 | $97.29F6 | −$389,160 | 947,222 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 25, 2021 | Common Stock | MOption exerciseDisposed | −1,220 | $0.00 | $0 | 2,439 | Direct | |
| Aug 25, 2021 | Common Stock | MOption exerciseDisposed | −1,505 | $0.00 | $0 | 9,030 | Direct | |
| Aug 25, 2021 | Common Stock | MOption exerciseDisposed | −2,098 | $0.00 | $0 | 20,979 | Direct | |
| Nov 25, 2021 | Common Stock | MOption exerciseDisposed | −1,219 | $0.00 | $0 | 1,220 | Direct | |
| Nov 25, 2021 | Common Stock | MOption exerciseDisposed | −1,505 | $0.00 | $0 | 7,525 | Direct | |
| Nov 25, 2021 | Common Stock | MOption exerciseDisposed | −2,098 | $0.00 | $0 | 18,881 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Restricted stock units convert into common stock on a one-for-one basis.
Referenced by the price of 6 transactions in Table I.
- F4
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $125.22 to $125.56 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4).
Referenced by the price of 1 transaction in Table I.
- F6
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.88 to $99.14 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (6).
Referenced by the price of 1 transaction in Table I.