Friedman Gavin's Form 4 filing
Trupanion, Inc. (TRUP) · filed Jan 5, 2022
- Accession no.
- 0001371285-22-000006
- Filed
- Jan 5, 2022
- Trade date
- Aug 25, 2021-Jan 3, 2022
- Filing delay
- 133 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 27 non-derivative transactions and 10 derivative transactions. Open-market sales total $2.84M. It was filed 133 days after the trade, past the 2-business-day deadline.
This filing was later replaced by the amendment 0001371285-22-000033 (Feb 14, 2022). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Friedman GavinCIK 0001800776 | Officer (EVP, People and Legal) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 25, 2021 | Common Stock | MOption exerciseAcquired | +313 | –F1 | – | 360 | Direct | |
| Aug 25, 2021 | Common Stock | FTax withholdingDisposed | −123 | $93.83 | −$11,541.09 | 237 | Direct | |
| Aug 25, 2021 | Common Stock | MOption exerciseAcquired | +684 | –F1 | – | 921 | Direct | |
| Aug 25, 2021 | Common Stock | FTax withholdingDisposed | −269 | $93.83 | −$25,240.27 | 652 | Direct | |
| Aug 25, 2021 | Common Stock | MOption exerciseAcquired | +23 | –F1 | – | 675 | Direct | |
| Aug 25, 2021 | Common Stock | FTax withholdingDisposed | −9 | $93.83 | −$844.47 | 666 | Direct | |
| Aug 25, 2021 | Common Stock | MOption exerciseAcquired | +2,746 | –F1 | – | 3,412 | Direct | |
| Aug 25, 2021 | Common Stock | FTax withholdingDisposed | −1,080 | $93.83 | −$101,336.4 | 2,332 | Direct | |
| Nov 25, 2021 | Common Stock | MOption exerciseAcquired | +312 | $0.00F1 | $0 | 2,644 | Direct | |
| Nov 25, 2021 | Common Stock | FTax withholdingDisposed | −123 | $125.22 | −$15,402.06 | 2,521 | Direct | |
| Nov 25, 2021 | Common Stock | MOption exerciseAcquired | +684 | $0.00F1 | $0 | 3,205 | Direct | |
| Nov 25, 2021 | Common Stock | FTax withholdingDisposed | −269 | $125.22 | −$33,684.18 | 2,936 | Direct | |
| Nov 25, 2021 | Common Stock | MOption exerciseAcquired | +23 | $0.00F1 | $0 | 2,959 | Direct | |
| Nov 25, 2021 | Common Stock | FTax withholdingDisposed | −10 | $125.22 | −$1,252.2 | 2,949 | Direct | |
| Nov 25, 2021 | Common Stock | MOption exerciseAcquired | +2,747 | $0.00F1 | $0 | 5,696 | Direct | |
| Nov 25, 2021 | Common Stock | FTax withholdingDisposed | −1,080 | $125.03 | −$135,032.4 | 4,616 | Direct | |
| Jan 3, 2022 | Common Stock | MOption exerciseAcquired | +10,000 | $16.32 | +$163,200 | 14,616 | Direct | |
| Jan 3, 2022 | Common Stock | MOption exerciseAcquired | +9,000 | $17.97 | +$161,730 | 23,616 | Direct | |
| Jan 3, 2022 | Common Stock | SSaleDisposed | −3,151 | $126.29F4 | −$397,939.79 | 20,465 | Direct | |
| Jan 3, 2022 | Common Stock | SSaleDisposed | −3,300 | $127.32F5 | −$420,156 | 17,165 | Direct | |
| Jan 3, 2022 | Common Stock | SSaleDisposed | −2,816 | $128.58F6 | −$362,081.28 | 14,349 | Direct | |
| Jan 3, 2022 | Common Stock | SSaleDisposed | −7,417 | $129.37F7 | −$959,537.29 | 6,932 | Direct | |
| Jan 3, 2022 | Common Stock | SSaleDisposed | −550 | $130.43F8 | −$71,736.5 | 6,382 | Direct | |
| Jan 3, 2022 | Common Stock | SSaleDisposed | −1,550 | $131.43F9 | −$203,716.5 | 4,832 | Direct | |
| Jan 3, 2022 | Common Stock | SSaleDisposed | −1,800 | $132.67F10 | −$238,806 | 3,032 | Direct | |
| Jan 3, 2022 | Common Stock | SSaleDisposed | −1,077 | $133.46F11 | −$143,736.42 | 1,955 | Direct | |
| Jan 3, 2022 | Common Stock | SSaleDisposed | −339 | $134.45F12 | −$45,578.55 | 1,616 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 25, 2021 | Common Stock | MOption exerciseDisposed | −313 | $0.00 | $0 | 625 | Direct | |
| Aug 25, 2021 | Common Stock | MOption exerciseDisposed | −684 | $0.00 | $0 | 4,104 | Direct | |
| Aug 25, 2021 | Common Stock | MOption exerciseDisposed | −23 | $0.00 | $0 | 205 | Direct | |
| Aug 25, 2021 | Common Stock | MOption exerciseDisposed | −2,746 | $0.00 | $0 | 27,464 | Direct | |
| Nov 25, 2021 | Common Stock | MOption exerciseDisposed | −312 | $0.00 | $0 | 313 | Direct | |
| Nov 25, 2021 | Common Stock | MOption exerciseDisposed | −684 | $0.00 | $0 | 3,420 | Direct | |
| Nov 25, 2021 | Common Stock | MOption exerciseDisposed | −23 | $0.00 | $0 | 182 | Direct | |
| Nov 25, 2021 | Common Stock | MOption exerciseDisposed | −2,747 | $0.00 | $0 | 24,717 | Direct | |
| Jan 3, 2022 | Common Stock | MOption exerciseDisposed | −10,000 | $0.00 | $0 | 0 | Direct | |
| Jan 3, 2022 | Common Stock | MOption exerciseDisposed | −9,000 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Restricted stock units convert into common stock on a one-for-one basis.
Referenced by the price of 8 transactions in Table I.
- F4
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $125.83 to $126.77 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F5
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $126.88 to $127.85 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F6
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $127.90 to $128.89 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F7
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $128.915 to $129.745 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F8
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.01 to $130.98 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F9
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.03 to $132.00 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F10
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.05 to $133.02 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F11
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $133.10 to $133.90 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F12
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $134.18 to $134.64 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.