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Macleod ivor's Form 4 filing

Athersys, Inc (ATHX) · filed Nov 17, 2021

Accession no.
0001368148-21-000122
Filed
Nov 17, 2021
Trade date
Nov 17, 2021
Filing delay
Same day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 1 non-derivative transaction. Open-market purchases total $17.7K. It was filed on the trade date.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Macleod ivorCIK 0001800734Officer (Chief Financial Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 17, 2021Common StockPPurchaseAcquired+15,000$1.18F1+$17,700146,583Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price reported in Column 4 is a weighted average price. These shares were purchased on the open market in multiple transactions at prices ranging from $1.16 to $1.20. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, Athersys, Inc. or a security holder of Athersys, Inc.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)