Lehmann William JR's Form 4 filing
Athersys, Inc (ATHX) · filed Sep 21, 2021
- Accession no.
- 0001368148-21-000110
- Filed
- Sep 21, 2021
- Trade date
- Sep 17-20, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market sales total $42.3K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lehmann William JRCIK 0001402609 | Officer (Interim CEO, President, COO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 17, 2021 | Common Stock | FTax withholdingDisposed | −8,234 | $1.47 | −$12,103.98 | 501,287 | Direct | |
| Sep 20, 2021 | Common Stock | SSaleDisposed | −30,000 | $1.41F3 | −$42,300 | 471,287 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.40 to $1.44, inclusive, in accordance with a previously established Rule 10b5-1 trading plan.
Referenced by the price of 1 transaction in Table I.