Harrington John J's Form 4 filing
Athersys, Inc (ATHX) · filed Sep 17, 2021
- Accession no.
- 0001368148-21-000103
- Filed
- Sep 17, 2021
- Trade date
- Sep 15-17, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market sales total $38.0K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Harrington John JCIK 0001402610 | Director, Officer (Exec Vice Pres and CSO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 15, 2021 | Common Stock | SSaleDisposed | −21,050 | $1.46F2 | −$30,733 | 747,941 | Direct | |
| Sep 16, 2021 | Common Stock | SSaleDisposed | −5,000 | $1.45F3 | −$7,250 | 742,941 | Direct | |
| Sep 17, 2021 | Common Stock | FTax withholdingDisposed | −11,981 | $1.47 | −$17,612.07 | 730,960 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.44 to $1.48, inclusive, in accordance with a previously established Rule 10b5-1 trading plan.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.44 to $1.47, inclusive, in accordance with a previously established Rule 10b5-1 trading plan.
Referenced by the price of 1 transaction in Table I.