Marshall Jolene Lau's Form 4 filing
Smartsheet Inc (SMAR) · filed Nov 19, 2024
- Accession no.
- 0001366561-24-000210
- Filed
- Nov 19, 2024
- Trade date
- Nov 15-18, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 6 non-derivative transactions and 4 derivative transactions. Open-market sales total $179.2K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Marshall Jolene LauCIK 0001892823 | Officer (Chief Legal Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 18, 2024 | Class A Common Stock | MOption exerciseAcquired | +465 | –F1 | – | 10,423 | Direct | |
| Nov 18, 2024 | Class A Common Stock | MOption exerciseAcquired | +1,603 | –F1 | – | 12,026 | Direct | |
| Nov 18, 2024 | Class A Common Stock | MOption exerciseAcquired | +3,219 | –F1 | – | 15,245 | Direct | |
| Nov 18, 2024 | Class A Common Stock | MOption exerciseAcquired | +14,407 | –F1 | – | 29,652 | Direct | |
| Nov 18, 2024 | Class A Common Stock | FTax withholdingDisposed | −7,752 | $55.86 | −$433,026.72 | 21,900 | Direct | |
| Nov 15, 2024 | Class A Common Stock | SSaleDisposed | −3,205 | $55.92 | −$179,223.6 | 18,695 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 18, 2024 | Class A Common Stock | MOption exerciseDisposed | −465 | $0.00 | $0 | 466 | Direct | |
| Nov 18, 2024 | Class A Common Stock | MOption exerciseDisposed | −1,603 | $0.00 | $0 | 6,409 | Direct | |
| Nov 18, 2024 | Class A Common Stock | MOption exerciseDisposed | −3,219 | $0.00 | $0 | 12,874 | Direct | |
| Nov 18, 2024 | Class A Common Stock | MOption exerciseDisposed | −14,407 | $0.00 | $0 | 28,817 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement.
Referenced by the price of 4 transactions in Table I.