Marshall Jolene Lau's Form 4 filing
Smartsheet Inc (SMAR) · filed Aug 16, 2024
- Accession no.
- 0001366561-24-000170
- Filed
- Aug 16, 2024
- Trade date
- Aug 15, 2024
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Checked
This filing lists 5 non-derivative transactions and 3 derivative transactions. Open-market sales total $180.2K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Marshall Jolene LauCIK 0001892823 | Officer (Chief Legal Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 15, 2024 | Class A Common Stock | MOption exerciseAcquired | +465 | –F1 | – | 17,032 | Direct | |
| Aug 15, 2024 | Class A Common Stock | MOption exerciseAcquired | +1,602 | –F1 | – | 18,634 | Direct | |
| Aug 15, 2024 | Class A Common Stock | MOption exerciseAcquired | +3,218 | –F1 | – | 22,385 | Direct | |
| Aug 15, 2024 | Class A Common Stock | FTax withholdingDisposed | −1,544 | $47.72 | −$73,679.68 | 20,841 | Direct | |
| Aug 15, 2024 | Class A Common Stock | SSaleDisposed | −3,741 | $48.18 | −$180,241.38 | 17,100 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 15, 2024 | Class A Common Stock | MOption exerciseDisposed | −465 | $0.00 | $0 | 931 | Direct | |
| Aug 15, 2024 | Class A Common Stock | MOption exerciseDisposed | −1,602 | $0.00 | $0 | 8,012 | Direct | |
| Aug 15, 2024 | Class A Common Stock | MOption exerciseDisposed | −3,218 | $0.00 | $0 | 16,093 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement.
Referenced by the price of 3 transactions in Table I.