Arntz Michael's Form 4/A amendment
AmendedSmartsheet Inc (SMAR) · filed Mar 27, 2024
- Accession no.
- 0001366561-24-000077
- Filed
- Mar 27, 2024
- Trade date
- Mar 22, 2024
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Checked
- Original filed
- Mar 26, 2024
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $303.8K. It was filed 5 days after the trade.
This amendment replaces 0001737521-24-000002 (filed Mar 26, 2024).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Arntz MichaelCIK 0001737521 | Officer (Chief Revenue Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 22, 2024 | Class A Common Stock | MOption exerciseAcquired | +4,958 | $2.72 | +$13,485.76 | 20,420 | Direct | |
| Mar 22, 2024 | Class A Common Stock | SSaleDisposed | −7,702 | $39.44F2 | −$303,766.88 | 12,718 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 22, 2024 | Class A Common Stock | MOption exerciseDisposed | −4,958 | $0.00 | $0 | 186,849 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The reported transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on June 26, 2023.
- F2
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.19 to $39.84 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F3
The option is fully vested and exercisable.
Remarks
This amended Form 4 is being filed to check the box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), and to add a footnote related thereto. All other information reported in the Form 4 remains the same.