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Kung Frank's Form 4 filing

Amyris, Inc. (AMRS) · filed Sep 22, 2022

Accession no.
0001365916-22-000127
Filed
Sep 22, 2022
Trade date
Sep 20-21, 2022
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 4 non-derivative transactions. Open-market sales total $2.14M. It was filed 2 days after the trade.

This filing was later replaced by the amendment 0001365916-22-000129 (Sep 23, 2022). Trade tables on this site use the amended version.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Kung FrankCIK 0001227255Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 20, 2022Common StockSSaleDisposed−327,028$3.60F2−$1,177,300.8163,512Indirect
Sep 20, 2022Common StockSSaleDisposed−72,972$3.60F2−$262,699.236,488Indirect
Sep 21, 2022Common StockSSaleDisposed−163,512$3.50F5−$572,2920Indirect
Sep 21, 2022Common StockSSaleDisposed−36,488$3.50F5−$127,7080Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The price reported herein is a weighted average price. These shares were sold on the open market in multiple transactions at prices ranging from $3.50 to $3.90, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

Referenced by the price of 2 transactions in Table I.

F5

The price reported herein is a weighted average price. These shares were sold on the open market in multiple transactions at prices ranging from $3.40 to $3.60, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (5) to this Form 4.

Referenced by the price of 2 transactions in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)