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Giles Brent M's Form 4 filing

Hawthorn Bancshares, Inc. (HWBK) · filed May 1, 2024

Accession no.
0001355435-24-000007
Filed
May 1, 2024
Trade date
Apr 29-May 1, 2024
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions and 0 derivative transactions. Open-market purchases total $44.8K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Giles Brent MCIK 0001355435Director, Officer (CHIEF EXECUTIVE OFFICER)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Apr 29, 2024Common StockPPurchaseAcquired+2,000$18.75+$37,5007,567.82Indirect
Apr 30, 2024Common StockPPurchaseAcquired+400$18.19+$7,2767,967.82Indirect
May 1, 2024Common StockAGrant or awardAcquired+11,151$0.00$023,463Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)