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Giles Brent M's Form 4 filing

Hawthorn Bancshares, Inc. (HWBK) · filed May 24, 2023

Accession no.
0001355435-23-000011
Filed
May 24, 2023
Trade date
May 23, 2023
Filing delay
1 day
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market purchases total $18.8K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Giles Brent MCIK 0001355435Director, Officer (CHIEF EXECUTIVE OFFICER)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 23, 2023Common StockPPurchaseAcquired+1,000$18.75+$18,7503,552Indirect
May 23, 2023Common StockAGrant or awardAcquired+480$18.55+$8,9044,032Indirect

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)