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Giles Brent M's Form 4 filing

Hawthorn Bancshares, Inc. (HWBK) · filed May 9, 2023

Accession no.
0001355435-23-000007
Filed
May 9, 2023
Trade date
May 5-8, 2023
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market purchases total $14.4K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Giles Brent MCIK 0001355435Director, Officer (CHIEF EXECUTIVE OFFICER)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 5, 2023Common StockPPurchaseAcquired+40$18.30+$7321,238Indirect
May 8, 2023Common StockPPurchaseAcquired+733$18.65+$13,670.451,971Indirect

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)