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Capone Mark Christopher's Form 4 filing

Sera Prognostics, Inc. (SERA) · filed Jul 14, 2026

Accession no.
0001352413-26-000004
Filed
Jul 14, 2026, 6:41 PM ET
Trade date
Jul 10, 2026
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions and 2 derivative transactions. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Capone Mark ChristopherCIK 0001352413Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jul 10, 2026Class A Common StockAGrant or awardAcquired+42,404$0.00$042,404Direct
Jul 10, 2026Class A Common StockAGrant or awardAcquired+1,975$0.00$044,379Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jul 10, 2026Class A Common StockAGrant or awardAcquired+62,766$0.00$062,766Direct
Jul 10, 2026Class A Common StockAGrant or awardAcquired+3,037$0.00$03,037Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)