Rapino Michael's Form 4 filing
Live Nation Entertainment, Inc. (LYV) · filed Sep 9, 2022
- Accession no.
- 0001335258-22-000135
- Filed
- Sep 9, 2022
- Trade date
- Sep 7-9, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 10 non-derivative transactions and 3 derivative transactions. Open-market sales total $21.4M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rapino MichaelCIK 0001337041 | Director, Officer (President & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 7, 2022 | Common Stock | MOption exerciseAcquired | +100,000 | $8.77 | +$877,000 | 3,701,273 | Direct | |
| Sep 7, 2022 | Common Stock | SSaleDisposed | −32,980 | $89.53F2 | −$2,952,699.4 | 3,668,293 | Direct | |
| Sep 7, 2022 | Common Stock | SSaleDisposed | −20,104 | $90.34F3 | −$1,816,195.36 | 3,648,189 | Direct | |
| Sep 7, 2022 | Common Stock | SSaleDisposed | −24,916 | $91.16F4 | −$2,271,342.56 | 3,623,273 | Direct | |
| Sep 8, 2022 | Common Stock | MOption exerciseAcquired | +100,000 | $8.77 | +$877,000 | 3,723,273 | Direct | |
| Sep 8, 2022 | Common Stock | SSaleDisposed | −13,823 | $90.32F5 | −$1,248,493.36 | 3,709,450 | Direct | |
| Sep 8, 2022 | Common Stock | SSaleDisposed | −64,177 | $91.00F6 | −$5,840,107 | 3,645,273 | Direct | |
| Sep 9, 2022 | Common Stock | MOption exerciseAcquired | +100,000 | $8.77 | +$877,000 | 3,745,273 | Direct | |
| Sep 9, 2022 | Common Stock | SSaleDisposed | −43,698 | $92.64F7 | −$4,048,182.72 | 3,701,575 | Direct | |
| Sep 9, 2022 | Common Stock | SSaleDisposed | −34,302 | $93.17F8 | −$3,195,917.34 | 3,667,273 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 7, 2022 | Common Stock | MOption exerciseDisposed | −100,000 | $0.00 | $0 | 1,700,000 | Direct | |
| Sep 8, 2022 | Common Stock | MOption exerciseDisposed | −100,000 | $0.00 | $0 | 1,600,000 | Direct | |
| Sep 9, 2022 | Common Stock | MOption exerciseDisposed | −100,000 | $0.00 | $0 | 1,500,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $88.92 to $89.91. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $89.92 to $90.91. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $90.92 to $91.54. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $89.64 to $90.63. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $90.64 to $91.57. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $92.05 to $93.04. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $93.05 to $93.34. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.