Hopmans John's Form 4 filing
Live Nation Entertainment, Inc. (LYV) · filed Mar 1, 2022
- Accession no.
- 0001335258-22-000024
- Filed
- Mar 1, 2022
- Trade date
- Feb 25-28, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market sales total $13.8M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hopmans JohnCIK 0001870543 | Officer (EVP, M&A and Strategic Finance) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 25, 2022 | Common Stock | FTax withholdingDisposed | −3,099 | $126.04 | −$390,597.96 | 15,166 | Direct | |
| Feb 25, 2022 | Common Stock | MOption exerciseAcquired | +74,802 | $25.33 | +$1,894,734.66 | 89,968 | Direct | |
| Feb 25, 2022 | Common Stock | SSaleDisposed | −70,000 | $125.14F2 | −$8,759,800 | 19,968 | Direct | |
| Feb 25, 2022 | Common Stock | SSaleDisposed | −4,802 | $126.31F3 | −$606,540.62 | 15,166 | Direct | |
| Feb 28, 2022 | Common Stock | MOption exerciseAcquired | +36,198 | $25.33 | +$916,895.34 | 51,364 | Direct | |
| Feb 28, 2022 | Common Stock | SSaleDisposed | −36,198 | $123.60F4 | −$4,474,072.8 | 15,166 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 25, 2022 | Common Stock | MOption exerciseDisposed | −74,802 | $0.00 | $0 | 36,198 | Direct | |
| Feb 28, 2022 | Common Stock | MOption exerciseDisposed | −36,198 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $125.12 to $125.28. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $126.30 to $126.34. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $123.50 to $123.96. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.