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Mayes George S JR's Form 4 filing

Stoneridge Inc (SRI) · filed Aug 23, 2023

Accession no.
0001331471-23-000043
Filed
Aug 23, 2023
Trade date
Aug 18, 2023
Filing delay
5 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 1 non-derivative transaction. Open-market sales total $53.3K. It was filed 5 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Mayes George S JRCIK 0001361098Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 18, 2023Common Shares, without par valueSSaleDisposed−2,500$21.30F1−$53,25067,492Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price reported in column 4 is a weighted average price. The common shares of Stoneridge, Inc. were sold in multiple transactions on August 18, 2023 at prices ranging from $20.44 to $21.74, inclusive. The Reporting Person undertakes to provide Stoneridge, Inc., any shareholder of Stoneridge, Inc. or the SEC Staff, upon request, full information of the number of shares sold at each price within the range.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)