Schlather Paul J.'s Form 4/A amendment
AmendedStoneridge Inc (SRI) · filed Apr 5, 2023
- Accession no.
- 0001331471-23-000034
- Filed
- Apr 5, 2023
- Trade date
- Sep 1-2, 2022
- Filing delay
- 216 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Sep 6, 2022
This filing lists 3 non-derivative transactions. Open-market purchases total $76.2K. It was filed 216 days after the trade.
This amendment replaces 0001331471-22-000037 (filed Sep 6, 2022).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Schlather Paul J.CIK 0001464086 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 1, 2022 | Common Shares, without par value | PPurchaseAcquired | +3,602 | $18.59F1 | +$66,961.18 | 51,102 | Indirect | |
| Sep 2, 2022 | Common Shares, without par value | PPurchaseAcquired | +5 | $19.00 | +$95 | 51,107 | Indirect | |
| Sep 2, 2022 | Common Shares, without par value | PPurchaseAcquired | +481 | $19.10 | +$9,187.1 | 51,588 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in column 4 is a weighted average price. The Common Shares were purchased in multiple transactions on September 1, 2022 at prices ranging from $18.45 to $19.00, inclusive. The Reporting Person undertakes to provide Stoneridge, Inc., any shareholder of Stoneridge, Inc. or the SEC Staff, upon request, full information of the shares purchased at each price within the range.
Referenced by the price of 1 transaction in Table I.
- F2
On or about June 1, 2022, the Reporting Person changed the nature of his form of beneficial ownership by transferring 76,714 Common Shares previously held directly into a trust.