Duffield David A's Form 4/A amendment
AmendedWorkday, Inc. (WDAY) · filed May 12, 2022
- Accession no.
- 0001327811-22-000085
- Filed
- May 12, 2022
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Mar 4, 2022
This filing lists no transactions. It carries over 16 transactions from the original filing that it did not restate. Open-market sales total $50.0M.
This amendment restates part of 0001327811-22-000039 (filed Mar 4, 2022). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Duffield David ACIK 0000938071 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
This filing has no transactions of this kind.
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001327811-22-000039 (filed Mar 4, 2022).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 2, 2022 | Class A Common Stock | CConversionAcquired | +204,376 | $0.00 | $0 | 308,771 | Direct | |
| Mar 2, 2022 | Class A Common Stock | SSaleDisposed | −7,086 | $236.37F4 | −$1,674,917.82 | 301,685 | Direct | |
| Mar 2, 2022 | Class A Common Stock | SSaleDisposed | −11,253 | $237.25F5 | −$2,669,774.25 | 290,432 | Direct | |
| Mar 2, 2022 | Class A Common Stock | SSaleDisposed | −7,396 | $238.14F6 | −$1,761,283.44 | 283,036 | Direct | |
| Mar 2, 2022 | Class A Common Stock | SSaleDisposed | −14,498 | $239.42F7 | −$3,471,111.16 | 268,538 | Direct | |
| Mar 2, 2022 | Class A Common Stock | SSaleDisposed | −15,624 | $240.35F8 | −$3,755,228.4 | 252,914 | Direct | |
| Mar 2, 2022 | Class A Common Stock | SSaleDisposed | −3,100 | $241.52F9 | −$748,712 | 249,814 | Direct | |
| Mar 2, 2022 | Class A Common Stock | SSaleDisposed | −5,086 | $242.37F10 | −$1,232,693.82 | 244,728 | Direct | |
| Mar 2, 2022 | Class A Common Stock | SSaleDisposed | −2,600 | $243.79F11 | −$633,854 | 242,128 | Direct | |
| Mar 2, 2022 | Class A Common Stock | SSaleDisposed | −21,550 | $244.69F12 | −$5,273,069.5 | 220,578 | Direct | |
| Mar 2, 2022 | Class A Common Stock | SSaleDisposed | −7,959 | $245.45F13 | −$1,953,536.55 | 212,619 | Direct | |
| Mar 2, 2022 | Class A Common Stock | SSaleDisposed | −12,493 | $246.85F14 | −$3,083,897.05 | 200,126 | Direct | |
| Mar 2, 2022 | Class A Common Stock | SSaleDisposed | −65,219 | $247.68F15 | −$16,153,441.92 | 134,907 | Direct | |
| Mar 2, 2022 | Class A Common Stock | SSaleDisposed | −24,019 | $248.75F16 | −$5,974,726.25 | 110,888 | Direct | |
| Mar 2, 2022 | Class A Common Stock | SSaleDisposed | −6,493 | $249.57F17 | −$1,620,458.01 | 104,395 | Direct |
Derivative securities (Table II)
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 2, 2022 | Class A Common Stock | CConversionDisposed | −204,376 | $0.00 | $0 | 45,929,513 | Direct |
Footnotes on the original
The footnotes that the prices of these transactions refer to on the original filing.
- F4
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $235.75 to $236.7499, inclusive. The Reporting Person undertakes to provide to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $236.77 to $237.7699, inclusive. The Reporting Person undertakes to provide to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $237.77 to $238.7699, inclusive. The Reporting Person undertakes to provide to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
Referenced by the price of 1 transaction in Table I.
- F7
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $238.86 to $239.8599, inclusive. The Reporting Person undertakes to provide to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
Referenced by the price of 1 transaction in Table I.
- F8
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $239.86 to $240.8599, inclusive. The Reporting Person undertakes to provide to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
Referenced by the price of 1 transaction in Table I.
- F9
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $241.055 to $242.0549, inclusive. The Reporting Person undertakes to provide to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
Referenced by the price of 1 transaction in Table I.
- F10
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $242.06 to $243.0599, inclusive. The Reporting Person undertakes to provide to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
Referenced by the price of 1 transaction in Table I.
- F11
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $243.12 to $244.1199, inclusive. The Reporting Person undertakes to provide to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
Referenced by the price of 1 transaction in Table I.
- F12
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $244.1350 to $245.1349, inclusive. The Reporting Person undertakes to provide to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
Referenced by the price of 1 transaction in Table I.
- F13
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $245.14 to $246.1399, inclusive. The Reporting Person undertakes to provide to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
Referenced by the price of 1 transaction in Table I.
- F14
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $246.2650 to $247.2649, inclusive. The Reporting Person undertakes to provide to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
Referenced by the price of 1 transaction in Table I.
- F15
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $247.27 to $248.2699, inclusive. The Reporting Person undertakes to provide to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
Referenced by the price of 1 transaction in Table I.
- F16
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $248.27 to $249.2699, inclusive. The Reporting Person undertakes to provide to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
Referenced by the price of 1 transaction in Table I.
- F17
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $249.27 to $250.2699, inclusive. The Reporting Person undertakes to provide to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4.
Referenced by the price of 1 transaction in Table I.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The original Form 4 filed on March 4, 2022, incorrectly reported the number of shares of Class A common stock beneficially owned by the Reporting Person due to certain restricted stock units that were not reflected as cancelled upon the Reporting Person's end of service as a Director of the Issuer on February 24, 2022. This Form 4 reflects the correct number of shares of Class A Common Stock held by the Reporting Person following the transactions reported on the original Form 4.
- F2
The reported shares are held by the David A. Duffield Trust dated July 14, 1988, a revocable living trust, of which the Reporting Person is trustee and sole beneficiary.