Polar Asset Management Partners Inc.'s Form 4 filing
QT Imaging Holdings, Inc. (QTI) · filed Mar 28, 2023
- Accession no.
- 0001326389-23-000783
- Filed
- Mar 28, 2023
- Trade date
- Mar 24, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction. Open-market sales total $5.28M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Polar Asset Management Partners Inc.CIK 0001326389 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 24, 2023 | Common Stock, par value $0.0001 per share | SSaleDisposed | −500,000 | $10.56 | −$5,280,000 | 797,620 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.