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Janson Julia S's Form 4 filing

Duke Energy CORP (DUK) · filed Mar 16, 2022

Accession no.
0001326160-22-000154
Filed
Mar 16, 2022
Trade date
Mar 14-15, 2022
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions. Open-market sales total $293.5K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Janson Julia SCIK 0001227045Officer (EVP ExtAffairs&PresCarolinas)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 14, 2022Common StockSSaleDisposed−2,325$107.25F1−$249,356.2551,491Direct
Mar 15, 2022Common StockSSaleDisposed−412$107.22F3−$44,174.6451,079Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Reflects the weighted average sale price for the entire amount of shares sold with prices ranging from $107.025 to $107.595.

Referenced by the price of 1 transaction in Table I.

F3

Reflects the weighted average sale price for the entire amount of shares sold with prices ranging from $107.17 to $107.30.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)