Good Lynn J's Form 4 filing
Duke Energy CORP (DUK) · filed Feb 28, 2022
- Accession no.
- 0001326160-22-000112
- Filed
- Feb 28, 2022
- Trade date
- Feb 24-25, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market sales total $1.97M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Good Lynn JCIK 0001230175 | Director, Officer (Chair, President & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 24, 2022 | Common Stock | FTax withholdingDisposed | −5,660 | $97.04 | −$549,246.4 | 297,738 | Direct | |
| Feb 25, 2022 | Common Stock | SSaleDisposed | −20,000 | $98.57F1 | −$1,971,400 | 277,738 | Direct | |
| Feb 25, 2022 | Common Stock | GGiftDisposed | −10,000 | $0.00 | $0 | 267,738 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Reflects the weighted average sale price for the entire amount of shares sold with prices ranging from $98.98 to $98.04.
Referenced by the price of 1 transaction in Table I.