Cain Darrell's Form 4 filing
Tectonic Financial, Inc. (TECTP) · filed May 17, 2022
- Accession no.
- 0001325658-22-000001
- Filed
- May 17, 2022
- Trade date
- Jul 12, 2019-May 11, 2022
- Filing delay
- 1,040 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market purchases total $10.5K. It was filed 1040 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Cain DarrellCIK 0001325658 | Director, Officer (Co-Chairman) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 12, 2019 | Series A Non-Cumulative Perpetual Preferred Stock | JOtherDisposed | −80,338 | $100.00 | −$8,033,800 | 0 | Indirect | |
| May 11, 2022 | Series B Non-Cumulative Perpetual Preferred Stock | PPurchaseAcquired | +1,000 | $10.54 | +$10,540 | 1,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
Note: The transactions of the Reporting Person are being reported late due to an administrative error.