Elsesser Adam's Form 4 filing
Penumbra Inc (PEN) · filed Apr 18, 2025
- Accession no.
- 0001321732-25-000080
- Filed
- Apr 18, 2025
- Trade date
- Apr 16, 2025
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 8 non-derivative transactions and 1 derivative transaction. Open-market sales total $4.54M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Elsesser AdamCIK 0001651323 | Director, Officer (CEO and President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 16, 2025 | Common Stock | MOption exerciseAcquired | +27,976 | $30.00 | +$839,280 | 80,471 | Direct | |
| Apr 16, 2025 | Common Stock | SSaleDisposed | −2,244 | $271.88F2 | −$610,098.72 | 78,227 | Direct | |
| Apr 16, 2025 | Common Stock | SSaleDisposed | −2,598 | $272.83F3 | −$708,812.34 | 75,629 | Direct | |
| Apr 16, 2025 | Common Stock | SSaleDisposed | −2,371 | $273.56F4 | −$648,610.76 | 73,258 | Direct | |
| Apr 16, 2025 | Common Stock | SSaleDisposed | −3,858 | $275.00F5 | −$1,060,950 | 69,400 | Direct | |
| Apr 16, 2025 | Common Stock | SSaleDisposed | −4,284 | $275.80F6 | −$1,181,527.2 | 65,116 | Direct | |
| Apr 16, 2025 | Common Stock | SSaleDisposed | −1,105 | $276.47F7 | −$305,499.35 | 64,011 | Direct | |
| Apr 16, 2025 | Common Stock | SSaleDisposed | −100 | $277.30 | −$27,730 | 63,911 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 16, 2025 | Common Stock | MOption exerciseDisposed | −27,976 | $0.00 | $0 | 279,764 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $271.29 to $272.24. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $272.33 to $273.28. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $273.31 to $274.16. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $274.40 to $275.28. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $275.29 to $276.25. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $276.31 to $276.77. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.