Shiu Lambert's Form 4 filing
Penumbra Inc (PEN) · filed Dec 3, 2024
- Accession no.
- 0001321732-24-000129
- Filed
- Dec 3, 2024
- Trade date
- Nov 29-Dec 3, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $595.1K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Shiu LambertCIK 0001796068 | Officer (Chief Accounting Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 29, 2024 | Common Stock | SSaleDisposed | −1,798 | $242.56 | −$436,122.88 | 20,682 | Direct | |
| Dec 2, 2024 | Common Stock | SSaleDisposed | −654 | $243.01 | −$158,928.54 | 20,028 | Direct | |
| Dec 3, 2024 | Common Stock | MOption exerciseAcquired | +5,250 | $12.36 | +$64,890 | 25,278 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 3, 2024 | Common Stock | MOption exerciseDisposed | −5,250 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.