Roberts Johanna's Form 4 filing
Penumbra Inc (PEN) · filed Oct 3, 2024
- Accession no.
- 0001321732-24-000107
- Filed
- Oct 3, 2024
- Trade date
- Oct 1, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 8 non-derivative transactions. Open-market sales total $114.5K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Roberts JohannaCIK 0001751980 | Officer (EVP, Gen. Counsel & Secretary) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 1, 2024 | Common Stock | SSaleDisposed | −21 | $187.32F2 | −$3,933.72 | 61,067 | Direct | |
| Oct 1, 2024 | Common Stock | SSaleDisposed | −60 | $188.51F4 | −$11,310.6 | 61,007 | Direct | |
| Oct 1, 2024 | Common Stock | SSaleDisposed | −73 | $189.67F5 | −$13,845.91 | 60,934 | Direct | |
| Oct 1, 2024 | Common Stock | SSaleDisposed | −199 | $190.72F6 | −$37,953.28 | 60,735 | Direct | |
| Oct 1, 2024 | Common Stock | SSaleDisposed | −184 | $191.65F7 | −$35,263.6 | 60,551 | Direct | |
| Oct 1, 2024 | Common Stock | SSaleDisposed | −48 | $192.51F8 | −$9,240.48 | 60,503 | Direct | |
| Oct 1, 2024 | Common Stock | SSaleDisposed | −12 | $193.73F9 | −$2,324.76 | 60,491 | Direct | |
| Oct 1, 2024 | Common Stock | SSaleDisposed | −3 | $194.44 | −$583.32 | 60,488 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $187.09 to $187.77. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $188.09 to $188.91. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $189.09 to $190.08. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $190.17 to $191.07. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $191.10 to $191.90. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $192.11 to $192.90. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
This transaction was executed in multiple trades at prices ranging from $193.52 to $193.93. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.