Roberts Johanna's Form 4 filing
Penumbra Inc (PEN) · filed May 15, 2024
- Accession no.
- 0001321732-24-000064
- Filed
- May 15, 2024
- Trade date
- May 13, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 9 non-derivative transactions. Open-market sales total $124.4K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Roberts JohannaCIK 0001751980 | Officer (EVP, Gen. Counsel & Secretary) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 13, 2024 | Common Stock | SSaleDisposed | −78 | $204.80F2 | −$15,974.4 | 64,010 | Direct | |
| May 13, 2024 | Common Stock | SSaleDisposed | −301 | $206.03F4 | −$62,015.03 | 63,709 | Direct | |
| May 13, 2024 | Common Stock | SSaleDisposed | −48 | $206.65F5 | −$9,919.2 | 63,661 | Direct | |
| May 13, 2024 | Common Stock | SSaleDisposed | −16 | $207.57 | −$3,321.12 | 63,645 | Direct | |
| May 13, 2024 | Common Stock | SSaleDisposed | −32 | $209.29F6 | −$6,697.28 | 63,613 | Direct | |
| May 13, 2024 | Common Stock | SSaleDisposed | −31 | $210.48F7 | −$6,524.88 | 63,582 | Direct | |
| May 13, 2024 | Common Stock | SSaleDisposed | −36 | $211.96F8 | −$7,630.56 | 63,546 | Direct | |
| May 13, 2024 | Common Stock | SSaleDisposed | −43 | $212.75F9 | −$9,148.25 | 63,503 | Direct | |
| May 13, 2024 | Common Stock | SSaleDisposed | −15 | $214.43 | −$3,216.45 | 63,488 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $204.54 to $205.23. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $205.57 to $206.53. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $206.56 to $206.73. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $209.13 to $209.46. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $210.44 to $210.52. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $211.92 to $212.22. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
This transaction was executed in multiple trades at prices ranging from $212.67 to $212.84. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.