Roberts Johanna's Form 4 filing
Penumbra Inc (PEN) · filed Apr 3, 2024
- Accession no.
- 0001321732-24-000046
- Filed
- Apr 3, 2024
- Trade date
- Apr 1, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 9 non-derivative transactions. Open-market sales total $130.2K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Roberts JohannaCIK 0001751980 | Officer (EVP, Gen. Counsel & Secretary) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 1, 2024 | Common Stock | SSaleDisposed | −220 | $216.28F2 | −$47,581.6 | 64,661 | Direct | |
| Apr 1, 2024 | Common Stock | SSaleDisposed | −233 | $217.02F4 | −$50,565.66 | 64,428 | Direct | |
| Apr 1, 2024 | Common Stock | SSaleDisposed | −109 | $217.78F5 | −$23,738.02 | 64,319 | Direct | |
| Apr 1, 2024 | Common Stock | SSaleDisposed | −24 | $219.14F6 | −$5,259.36 | 64,295 | Direct | |
| Apr 1, 2024 | Common Stock | SSaleDisposed | −5 | $219.84F7 | −$1,099.2 | 64,290 | Direct | |
| Apr 1, 2024 | Common Stock | SSaleDisposed | −4 | $220.87F8 | −$883.48 | 64,286 | Direct | |
| Apr 1, 2024 | Common Stock | SSaleDisposed | −1 | $221.77 | −$221.77 | 64,285 | Direct | |
| Apr 1, 2024 | Common Stock | SSaleDisposed | −3 | $223.19F9 | −$669.57 | 64,282 | Direct | |
| Apr 1, 2024 | Common Stock | SSaleDisposed | −1 | $223.71 | −$223.71 | 64,281 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $215.60 to $216.59. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $216.60 to $217.59. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $217.60 to $218.13. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $218.64 to $219.59. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $219.69 to $220.43. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $220.84 to $220.90. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
This transaction was executed in multiple trades at prices ranging from $223.18 to $223.20. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.