Pray James Robert's Form 4 filing
Penumbra Inc (PEN) · filed Aug 12, 2021
- Accession no.
- 0001321732-21-000067
- Filed
- Aug 12, 2021
- Trade date
- Aug 10, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions. Open-market sales total $1.30M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Pray James RobertCIK 0001651328 | Officer (President, International) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 10, 2021 | Common Stock | SSaleDisposed | −1,490 | $259.42F2 | −$386,535.8 | 421,941 | Indirect | |
| Aug 10, 2021 | Common Stock | SSaleDisposed | −985 | $260.19F4 | −$256,287.15 | 420,956 | Indirect | |
| Aug 10, 2021 | Common Stock | SSaleDisposed | −998 | $261.27F5 | −$260,747.46 | 419,958 | Indirect | |
| Aug 10, 2021 | Common Stock | SSaleDisposed | −1,406 | $262.12F6 | −$368,540.72 | 418,552 | Indirect | |
| Aug 10, 2021 | Common Stock | SSaleDisposed | −121 | $262.98 | −$31,820.58 | 418,431 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $258.86 to $259.83. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $259.86 to $260.82. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $260.87 to $261.85. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $261.86 to $262.56. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.