Palantir Technologies Inc.'s Form 4 filing
Surf Air Mobility Inc. (SRFM) · filed Oct 4, 2024
- Accession no.
- 0001321655-24-000190
- Filed
- Oct 4, 2024
- Trade date
- Oct 2, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction. Open-market purchases total $1.59M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Palantir Technologies Inc.CIK 0001321655 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The Reporting Person received the shares as consideration under a commercial arrangement with the Issuer, pursuant to which the Reporting Person was entitled to receive shares of the Issuer's common stock or cash in exchange for the Reporting Person providing certain ordinary course services to the Issuer. In determining the number of shares that the Reporting Person was entitled to under such arrangement, the shares were valued at the lower of (i) the 5-day volume weighted average trading price ending on the trading day prior to the issuance date and (ii) the closing price on the trading day prior to the issuance date.
Referenced by the price of 1 transaction in Table I.
- F2
The Reporting Person's acquisition reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934 ("Section 16(b)"), to the extent of 32,955 shares, with the Reporting Person's dispositions of 8,300 shares on September 12, 2024, 5,131 shares on September 13, 2024, 6,673 shares on September 16, 2024, 2,300 shares on September 17, 2024, 2,249 shares on September 18, 2024, 500 shares on September 23, 2024, 600 shares on September 24, 2024, 4,102 shares on September 27, 2024, and 3,100 shares on September 30, 2024. The Reporting Person has remitted to the Issuer an aggregate of $4,755.88 in connection with such matchable sale transactions pursuant to Section 16(b).
Referenced by the price of 1 transaction in Table I.