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Palantir Technologies Inc.'s Form 4 filing

Surf Air Mobility Inc. (SRFM) · filed Sep 16, 2024

Accession no.
0001321655-24-000170
Filed
Sep 16, 2024
Trade date
Sep 12-16, 2024
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions. Open-market sales total $29.1K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Palantir Technologies Inc.CIK 000132165510% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 12, 2024Common StockSSaleDisposed−8,300$1.50F1−$12,4501,515,122Direct
Sep 13, 2024Common StockSSaleDisposed−5,131$1.49F3−$7,645.191,509,991Direct
Sep 16, 2024Common StockSSaleDisposed−6,673$1.35F4−$9,008.551,503,318Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $1.41 to $1.55. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Referenced by the price of 1 transaction in Table I.

F3

This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $1.43 to $1.53. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Referenced by the price of 1 transaction in Table I.

F4

This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $1.26 to $1.47. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)