Palantir Technologies Inc.'s Form 4 filing
Rubicon Technologies, Inc. (RBTC) · filed Jan 12, 2024
- Accession no.
- 0001321655-24-000008
- Filed
- Jan 12, 2024
- Trade date
- Jan 3-10, 2024
- Filing delay
- 9 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 6 non-derivative transactions. Open-market sales total $206.6K. It was filed 9 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Palantir Technologies Inc.CIK 0001321655 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 3, 2024 | Class A Common Stock | SSaleDisposed | −15,901 | $1.65F1 | −$26,236.65 | 5,493,337 | Direct | |
| Jan 4, 2024 | Class A Common Stock | SSaleDisposed | −12,500 | $1.59F2 | −$19,875 | 5,480,837 | Direct | |
| Jan 5, 2024 | Class A Common Stock | SSaleDisposed | −24,884 | $1.52F3 | −$37,823.68 | 5,455,953 | Direct | |
| Jan 8, 2024 | Class A Common Stock | SSaleDisposed | −42,106 | $1.38F4 | −$58,106.28 | 5,413,847 | Direct | |
| Jan 9, 2024 | Class A Common Stock | SSaleDisposed | −28,353 | $1.38F5 | −$39,127.14 | 5,385,494 | Direct | |
| Jan 10, 2024 | Class A Common Stock | SSaleDisposed | −19,700 | $1.29F6 | −$25,413 | 5,365,794 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $1.62 to $1.73. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $1.5301 to $1.73. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $1.46 to $1.66. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $1.30 to $1.462. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $1.32 to $1.42. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $1.24 to $1.33. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
Referenced by the price of 1 transaction in Table I.