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Planishek Heather A.'s Form 4 filing

Palantir Technologies Inc. (PLTR) · filed Jun 9, 2023

Accession no.
0001321655-23-000062
Filed
Jun 9, 2023
Trade date
Jun 7, 2023
Filing delay
2 days
Rule 10b5-1 plan
Checked

This filing lists 3 non-derivative transactions. Open-market sales total $732.7K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Planishek Heather A.CIK 0001965681Officer (See Remarks)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 7, 2023Class A Common StockSSaleDisposed−25,511$14.77F2−$376,797.47839,304Direct
Jun 7, 2023Class A Common StockSSaleDisposed−14,131$16.09F3−$227,367.79825,173Direct
Jun 7, 2023Class A Common StockSSaleDisposed−7,633$16.84F4−$128,539.72817,540Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $14.54 to $15.53. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnotes (3) and (4) for sales executed in other price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Referenced by the price of 1 transaction in Table I.

F3

This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $15.55 to $16.54. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnotes (2) and (4) for sales executed in other price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Referenced by the price of 1 transaction in Table I.

F4

This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $16.55 to $17.14. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnotes (2) and (3) for sales executed in other price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Referenced by the price of 1 transaction in Table I.

Remarks

Officer title: Chief Accounting Officer. This Form 4 has been compiled based on applicable requirements to reflect the specific transactions described herein and is not intended to disclose or describe all shares and/or other equity securities owned or beneficially held by the Reporting Person.

Read the full filing on SEC EDGAR (opens in a new tab)