Hesketh James KB's Form 4 filing
Solitario Resources Corp. (XPL) · filed Mar 11, 2022
- Accession no.
- 0001320762-22-000004
- Filed
- Mar 11, 2022, 3:30 PM ET
- Trade date
- Mar 7, 2022
- Filing delay
- 4 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction and 2 derivative transactions. Open-market sales total $18.3K. It was filed 4 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hesketh James KBCIK 0001320762 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 7, 2022 | common | SSaleDisposed | −25,000 | $0.733 | −$18,325 | 103,000 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 7, 2022 | common | XIn-the-money exerciseAcquired | +36,500 | $0.20 | +$7,300 | 363,500 | Direct | |
| Mar 7, 2022 | common | XIn-the-money exerciseAcquired | +36,500 | $0.31 | +$11,315 | 327,000 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.