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Rumbolz Michael D's Form 4 filing

Everi Holdings Inc. (EVRI) · filed Jul 1, 2021

Accession no.
0001318568-21-000192
Filed
Jul 1, 2021
Trade date
Jul 1, 2021
Filing delay
Same day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.28M. It was filed on the trade date.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Rumbolz Michael DCIK 0001313332Director, Officer (CEO, Chairman)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jul 1, 2021Common StockMOption exerciseAcquired+50,000$7.74+$387,000670,153Direct
Jul 1, 2021Common StockSSaleDisposed−50,000$25.56F2−$1,278,000620,153Direct
Jul 1, 2021Common StockMOption exerciseAcquired+624$0.00$0620,777Direct
Jul 1, 2021Common StockFTax withholdingDisposed−245$25.73−$6,303.85620,532Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jul 1, 2021Common StockMOption exerciseDisposed−50,000$0.00$00Direct
Jul 1, 2021Common StockMOption exerciseDisposed−624$0.00$05,622Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The price reported in Column 4 of Table I is a weighted average price. The shares were sold in multiple transactions at a price ranging from $24.99 to $25.84. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)